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CMS-EXO-19-003 ; CERN-EP-2020-136
Search for dark matter produced in association with a leptonically decaying Z boson in proton-proton collisions at $\sqrt{s} = $ 13 TeV
Eur. Phys. J. C 81 (2021) 13 [Erratum]
Abstract: A search for dark matter particles is performed using events with a Z boson candidate and large missing transverse momentum. The analysis is based on proton-proton collision data at a center-of-mass energy of 13 TeV, collected by the CMS experiment at the LHC in 2016-2018, corresponding to an integrated luminosity of 137 fb$^{-1}$. The search uses the decay channels $\mathrm{Z}\to\mathrm{e}\mathrm{e}$ and $\mathrm{Z}\to\mu\mu$. No significant excess of events is observed over the background expected from the standard model. Limits are set on dark matter particle production in the context of simplified models with vector, axial-vector, scalar, and pseudoscalar mediators, as well as on a two-Higgs-doublet model with an additional pseudoscalar mediator. In addition, limits are provided for spin-dependent and spin-independent scattering cross sections and are compared to those from direct-detection experiments. The results are also interpreted in the context of models of invisible Higgs boson decays, unparticles, and large extra dimensions.
Figures & Tables Summary Additional Figures References CMS Publications
Figures

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Figure 1:
Feynman diagrams illustrative of the BSM processes that produce a final state of a Z boson that decays into a pair of leptons and missing transverse momentum: (upper left) simplified dark matter model for a spin-1 mediator, (upper right) 2HDM+a model, (lower left) invisible Higgs boson decays, and (lower right) graviton (G) production in a model with large extra dimensions or unparticle (U) production. Here A represents the DM mediator, $\chi$ represents a DM particle, while (H, h) and a represent the scalar and pseudoscalar Higgs bosons, respectively. Here h is identified with the SM-like 125 GeV Higgs boson. The dotted line represents either an unparticle or a graviton.

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Figure 1-a:
Feynman diagram illustrative of the simplified dark matter model for a spin-1 mediator, which produces a final state of a Z boson that decays into a pair of leptons and missing transverse momentum. Here A represents the DM mediator and $\chi$ represents a DM particle.

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Figure 1-b:
Feynman diagram illustrative of the 2HDM+a model, which produces a final state of a Z boson that decays into a pair of leptons and missing transverse momentum. Here $\chi$ represents a DM particle, while H and a represent the scalar (non SM-like) and pseudoscalar Higgs bosons, respectively.

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Figure 1-c:
Feynman diagram illustrative of the invisible Higgs boson decays, which produces a final state of a Z boson that decays into a pair of leptons and missing transverse momentum. Here $\chi$ represents a DM particle, while h represents the SM-like 125 GeV Higgs boson.

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Figure 1-d:
Feynman diagram illustrative of the graviton (G) production in a model with large extra dimensions or unparticle (U) production, which produces a final state of a Z boson that decays into a pair of leptons and missing transverse momentum. Here the dotted line represents either an unparticle or a graviton.

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Figure 2:
Emulated ${{p_{\mathrm {T}}} ^\text {miss}}$ distribution in data and simulation for the 3$\ell $ (left) and 4$\ell $ (right) CRs. Uncertainty bands correspond to the postfit combined statistical and systematic components.

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Figure 2-a:
Emulated ${{p_{\mathrm {T}}} ^\text {miss}}$ distribution in data and simulation for the 3$\ell $ CR. Uncertainty bands correspond to the postfit combined statistical and systematic components.

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Figure 2-b:
Emulated ${{p_{\mathrm {T}}} ^\text {miss}}$ distribution in data and simulation for the 4$\ell $ CR. Uncertainty bands correspond to the postfit combined statistical and systematic components.

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Figure 3:
The ${{p_{\mathrm {T}}} ^\text {miss}}$ distributions for events in the signal region in the 0-jet (left) and 1-jet (right) categories. The rightmost bin also includes events with $ {{p_{\mathrm {T}}} ^\text {miss}} > $ 800 GeV. The uncertainty band includes both statistical and systematic components. The $\mathrm{Z} \mathrm{h} (\text {invisible})$ signal normalization assumes SM production rates and the branching fraction $\mathcal {B}(\mathrm{h} \to \text {invisible})=$ 1. For the ADD model, the signal normalization assumes the expected values for $n=$ 4 and $M_{\mathrm {D}} = $ 2 TeV.

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Figure 3-a:
The ${{p_{\mathrm {T}}} ^\text {miss}}$ distribution for events in the signal region in the 0-jet category. The rightmost bin also includes events with $ {{p_{\mathrm {T}}} ^\text {miss}} > $ 800 GeV. The uncertainty band includes both statistical and systematic components. The $\mathrm{Z} \mathrm{h} (\text {invisible})$ signal normalization assumes SM production rates and the branching fraction $\mathcal {B}(\mathrm{h} \to \text {invisible})=$ 1. For the ADD model, the signal normalization assumes the expected values for $n=$ 4 and $M_{\mathrm {D}} = $ 2 TeV.

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Figure 3-b:
The ${{p_{\mathrm {T}}} ^\text {miss}}$ distribution for events in the signal region in the 1-jet category. The rightmost bin also includes events with $ {{p_{\mathrm {T}}} ^\text {miss}} > $ 800 GeV. The uncertainty band includes both statistical and systematic components. The $\mathrm{Z} \mathrm{h} (\text {invisible})$ signal normalization assumes SM production rates and the branching fraction $\mathcal {B}(\mathrm{h} \to \text {invisible})=$ 1. For the ADD model, the signal normalization assumes the expected values for $n=$ 4 and $M_{\mathrm {D}} = $ 2 TeV.

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Figure 4:
The ${m_{\mathrm {T}}}$ distributions for events in the signal region in the 0-jet (left) and 1-jet (right) categories. The rightmost bin also includes events with $ {m_{\mathrm {T}}} > $ 1000 GeV. The uncertainty band includes both statistical and systematic components. The signal normalization assumes the expected values for $(m_\mathrm{H},m_{{\textsf {a}}}) = $ (1200,300) GeV within the 2HDM+a framework.

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Figure 4-a:
The ${m_{\mathrm {T}}}$ distribution for events in the signal region in the 0-jet category. The rightmost bin also includes events with $ {m_{\mathrm {T}}} > $ 1000 GeV. The uncertainty band includes both statistical and systematic components. The signal normalization assumes the expected values for $(m_\mathrm{H},m_{{\textsf {a}}}) = $ (1200,300) GeV within the 2HDM+a framework.

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Figure 4-b:
The ${m_{\mathrm {T}}}$ distribution for events in the signal region in the 1-jet category. The rightmost bin also includes events with $ {m_{\mathrm {T}}} > $ 1000 GeV. The uncertainty band includes both statistical and systematic components. The signal normalization assumes the expected values for $(m_\mathrm{H},m_{{\textsf {a}}}) = $ (1200,300) GeV within the 2HDM+a framework.

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Figure 5:
The 95% CL exclusion limits for the vector (left) and the axial-vector (right) simplified models. The limits are shown as a function of the mediator and DM particle masses. The coupling to quarks is fixed to $g_{\mathrm{q}}=$ 0.25 and the coupling to DM is set to $g_{\chi}=$ 1.

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Figure 5-a:
The 95% CL exclusion limits for the vector simplified model. The limits are shown as a function of the mediator and DM particle masses. The coupling to quarks is fixed to $g_{\mathrm{q}}=$ 0.25 and the coupling to DM is set to $g_{\chi}=$ 1.

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Figure 5-b:
The 95% CL exclusion limits for the axial-vector simplified model. The limits are shown as a function of the mediator and DM particle masses. The coupling to quarks is fixed to $g_{\mathrm{q}}=$ 0.25 and the coupling to DM is set to $g_{\chi}=$ 1.

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Figure 6:
The 90% CL DM-nucleon upper limits on the cross section for simplified DM in the spin-independent (left) and spin-dependent (right) cases. The coupling to quarks is set to $g_{\mathrm{q}}=$ 0.25 and the coupling to DM is set to $g_{\chi}=$ 1. Limits from the XENON1T [89], LUX [90], PandaX-ll [91], CRESST-III [92], and DarkSide-50 [93] experiments are shown for the spin-independent case with vector couplings. Limits from the PICO-60 [94], PICO-2L [95], IceCube [96], and Super-Kamiokande [97] experiments are shown for the spin-dependent case with axial-vector couplings.

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Figure 6-a:
The 90% CL DM-nucleon upper limits on the cross section for simplified DM in the spin-independent case with vector couplings. The coupling to quarks is set to $g_{\mathrm{q}}=$ 0.25 and the coupling to DM is set to $g_{\chi}=$ 1. Limits from the XENON1T [89], LUX [90], PandaX-ll [91], CRESST-III [92], and DarkSide-50 [93] experiments are shown.

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Figure 6-b:
The 90% CL DM-nucleon upper limits on the cross section for simplified DM in the spin-dependent case with axial-vector couplings. The coupling to quarks is set to $g_{\mathrm{q}}=$ 0.25 and the coupling to DM is set to $g_{\chi}=$ 1. Limits from the PICO-60 [94], PICO-2L [95], IceCube [96], and Super-Kamiokande [97] experiments are shown.

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Figure 7:
The 95% CL upper limits on the cross section for simplified DM models with scalar (left) and pseudoscalar (right) mediators. The coupling to quarks is set to $g_{\mathrm{q}}=$ 1, the coupling to DM is set to $g_{\chi}=$ 1 and the DM mass is $m_{\chi}= $ 1 GeV.

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Figure 7-a:
The 95% CL upper limits on the cross section for simplified DM models with scalar mediator. The coupling to quarks is set to $g_{\mathrm{q}}=$ 1, the coupling to DM is set to $g_{\chi}=$ 1 and the DM mass is $m_{\chi}= $ 1 GeV.

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Figure 7-b:
The 95% CL upper limits on the cross section for simplified DM models with pseudoscalar mediator. The coupling to quarks is set to $g_{\mathrm{q}}=$ 1, the coupling to DM is set to $g_{\chi}=$ 1 and the DM mass is $m_{\chi}= $ 1 GeV.

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Figure 8:
The 95% CL upper limits on the 2HDM+a model with the mixing angles set to $\tan(\beta)=$ 1 and $\sin(\theta)=$ 0.35 and with a DM particle mass of $m_{\chi} = $ 10 GeV. The limits are shown as a function of the heavy Higgs boson and the pseudoscalar masses.

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Figure 9:
The value of the negative log-likelihood, $-2\Delta $ln$\mathcal {L}$, as a function of the branching fraction of the Higgs boson decaying to invisible particles.

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Figure 10:
The 95% CL upper limits on unparticle+Z production cross section, as a function of the scaling dimension $d_\textsf {U}$. These limits apply to fixed values of the effective cutoff scale $\lambda _\textsf {U} = $ 15 TeV and coupling $\lambda =$ 1.

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Figure 11:
The 95% CL cross section limit in the ADD scenario as a function of $M_{\mathrm {D}}$ for $n=$ 4.

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Figure 12:
The 95% CL expected and observed exclusion limits on $M_{\mathrm {D}}$ as a function of the number of extra dimensions $n$.
Tables

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Table 1:
Summary of the kinematic selections for the signal region.

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Table 2:
Summary of the uncertainties in the branching fraction arising from the systematic uncertainties considered in the $\mathrm{Z} \mathrm{h} (\text {invisible})$ model assuming $\mathcal {B}(\mathrm{h} \to \text {invisible})=$ 1 (signal) and $\mathcal {B}(\mathrm{h} \to \text {invisible})=$ 0 (no signal). Here, lepton measurement refers to the combined trigger, lepton reconstruction and identification efficiencies, and the lepton momentum and electron energy scale systematic uncertainty. Here, theory uncertainties include variations of the renormalization and factorization scales, $\alpha _{s}$, and PDFs as well as the higher-order EWK corrections.

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Table 3:
Observed number of events and post-fit background estimates in the two jet multiplicity categories of the SR. The reported uncertainty represents the sum in quadrature of the statistical and systematic components.

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Table 4:
Expected yields and the product of acceptance and efficiency for several models probed in the analysis. The quoted values correspond to the $\mathrm{Z} \to \ell \ell $ decays. The reported uncertainty represents the sum in quadrature of the statistical and systematic components.

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Table 5:
Observed and expected 95% CL limits on parameters for the simplified DM models, invisible decays of the Higgs boson, two-Higgs-doublet model, large extra dimensions in the ADD scenario, and unparticle model. For the scalar and pseudoscalar mediators, the limits are dependent on the mediator mass, so the lowest values for the ratio of observed to theoretical cross sections are presented. For the vector and axial-vector mediators, the limits are dependent on the DM particle mass, so the limits are shown for $m_{\chi}< $ 300 GeV for the vector mediator and $m_{\chi}= $ 240 GeV for the axial-vector mediator.
Summary
Events with a Z boson recoiling against missing transverse momentum in proton-proton collisions at the LHC are used to search for physics beyond the standard model. The results are interpreted in the context of several different models of the coupling mechanism between dark matter and ordinary matter: simplified models of dark matter with vector, axial-vector, scalar, and pseudoscalar mediators; invisible decays of a standard model-like Higgs boson; and a two-Higgs-doublet model with an extra pseudoscalar. Outside the context of dark matter, models that invoke large extra dimensions or propose the production of unparticles could contribute to the same signature and are also considered. The observed limits on the production cross sections are used to constrain parameters of each of these models. The search utilizes a data set collected by the CMS experiment in 2016-2018, corresponding to an integrated luminosity of 137 fb$^{-1}$ at $\sqrt{s} = $ 13 TeV. No evidence of physics beyond the standard model is observed. Comparing to the previous results in this channel based on a partial data sample collected at $\sqrt{s} = $ 13 TeV in 2016, corresponding to an integrated luminosity of approximately 36 fb$^{-1}$ for CMS [3] and for ATLAS [4], the exclusion limits for simplified dark matter mediators, gravitons and unparticles are significantly extended. For the case of a standard model-like Higgs boson, an upper limit of 29% is set for the branching fraction to fully invisible decays at 95% confidence level. Results for the two-Higgs-doublet model with an additional pseudoscalar are presented in this final state and probe masses of the pseudoscalar mediator up to 440 GeV and of the heavy Higgs boson up to 1200 GeV when the other model parameters are set to specific benchmark values.
Additional Figures

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Additional Figure 1:
Emulated ${m_{\mathrm {T}}}$ distribution in data and simulation for the 3$\ell $ control region. Uncertainty bands correspond to the postfit combined statistical and systematic components. The overflow is included in the last bin. The bottom panel in each figure shows the ratio of the number of events observed in data to that of the total SM prediction. The gray bands represent the uncertainties in the predicted yields. The vertical bars represent the statistical uncertainties in the data.

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Additional Figure 2:
Emulated ${m_{\mathrm {T}}}$ distribution in data and simulation for the 4$\ell $ control region. Uncertainty bands correspond to the postfit combined statistical and systematic components. The overflow is included in the last bin. The bottom panel in each figure shows the ratio of the number of events observed in data to that of the total SM prediction. The gray bands represent the uncertainties in the predicted yields. The vertical bars represent the statistical uncertainties in the data.
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102 ATLAS Collaboration Combination of searches for invisible Higgs boson decays with the ATLAS experiment PRL 122 (2019) 231801 1904.05105
Compact Muon Solenoid
LHC, CERN